Home Authors Posts by Carl Ayers

Carl Ayers

Advisers would have to describe their use of ESG factors, their strategies, methods of analysis and how they voted relevant proxies
There have been signs 'to be concerned that some firms are not taking [the LIBOR transition] seriously, are not taking the steps that they need to take and are not prepared, in which case, it could be bad'.
Compliance staff failed to comply with policies and procedures designed to prevent misuse of information

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